Some of the more popular report types and the main type of information in each report:
Report |
Content |
|
|
8-K |
current information including preliminary earnings announcements |
10-Q |
contains unaudited quarterly financial statements |
10-K |
contains audited annual financial statements |
11-K |
employee stock purchase information |
13D or 13G |
statement of 5% or more ownership (external transaction) |
DEF14A |
proxy statement (annual shareholders meeting document) |
S Type |
registration statements |
Form 3 |
initial statement of beneficial ownership (insider transaction) |
Form 4 |
statement of changes in beneficial ownership (insider transaction) |
Form 5 |
annual statement of changes in beneficial ownership (insider transaction) |
424 / 425 |
prospectus (initial public offering of securities) |
FWP |
Free-writing prospectus |
|